The Financial Conduct Authority (FCA)’s Statements of Principle. The fundamental regulatory obligations of approved persons regulated by the FCA. Approved persons must be aware of them, comply with them and understand how they apply to the day-to-day exercise of controlled functions at all times.
An approved person must act with integrity in carrying out his accountable functions.
An approved person must act with due skill, care and diligence in carrying out his accountable functions.
An approved person must observe proper standards of market conduct in carrying out his accountable functions.
An approved person must deal with the FCA, the PRA and other regulators in an open and cooperative way and must disclose appropriately any information of which the FCA or the PRA would reasonably expect notice.
An approved person performing an accountable higher management function must take reasonable steps to ensure that the business of the firm for which they are responsible in their accountable function is organised so that it can be controlled effectively.
An approved person performing an accountable higher management function must exercise due skill, care and diligence in managing the business of the firm for which they are responsible in their accountable function.
An approved person performing an accountable higher management function must take reasonable steps to ensure that the business of the firm for which they are responsible in their accountable function complies with the relevant requirements and standards of the regulatory system.
Source: www.handbook.fca.org.uk
* All vehicle images and car descriptions on this site are for illustration and reference purposes only and are not necessarily an accurate representation of the vehicle on offer.
T: 01283 351201
F: 01283 564424
team@leasinggorilla.co.uk
CBVC Vehicle Management Ltd
2 Faraday Court
First Avenue
Centrum 100
Burton on Trent
Staffordshire
DE14 2WX
Registered Office : 81 Burton Road, Derby, Derbyshire, DE1 1TJ
Leasing Gorilla is a trading style of CBVC Vehicle Management Ltd |Registered in England & Wales with company number : 6750312 | Data Protection No : Z1655995 | VAT No : 973 9120 00 | BVRLA Member No : 654
CBVC Vehicle Management Ltd is authorised and regulated by the Financial Conduct Authority (FCA) our Firm Reference Number is 688562. CBVC Vehicle Management Ltd is a credit broker not a lender. We use a panel of lenders.
Copyright © 2019 CBVC Vehicle Management Ltd, All rights reserved.